--- generated_by: surveylegend-page-markdown title: Financial Advisor Annual Review Survey | SurveyLegend description: Review one annual advisor meeting with seven questions about goal updates, agenda clarity, explanations, questions, priorities, next steps and follow-up. canonical: https://www.surveylegend.com/survey-examples-templates/financial-services-surveys/financial-advisor-annual-review-template/ --- # Financial Advisor Annual Review Survey Template Improve the annual review conversation without asking clients to repeat sensitive account data. Seven optional questions cover goal-update signals, agenda clarity, explanations, questions, priorities, next steps and one improvement. [Try this template ](https://app.surveylegend.com/register/)[Preview template](https://www.surveylegend.com/survey-examples-templates/financial-services-surveys/financial-advisor-annual-review-template/#try-template) Preview on a device Show the desktop survey layout Show the tablet survey layout Show the mobile survey layout ![](https://www.surveylegend.com/survey-template-media/demo-backgrounds/financial-advisor-annual-review-template-background.avif) **SurveyLegend** 1 / 7 Financial Advisor Annual Review Survey Do your stated financial goals need a formal update? Yes No Not sure +1 more answer choices Next → Financial Advisor Annual Review Survey [Preview](https://www.surveylegend.com/survey-examples-templates/financial-services-surveys/financial-advisor-annual-review-template/#try-template) Share [Facebook ](https://www.facebook.com/sharer/sharer.php?u=https%3A%2F%2Fwww.surveylegend.com%2Fsurvey-examples-templates%2Ffinancial-services-surveys%2Ffinancial-advisor-annual-review-template%2F)[LinkedIn ](https://www.linkedin.com/sharing/share-offsite/?url=https%3A%2F%2Fwww.surveylegend.com%2Fsurvey-examples-templates%2Ffinancial-services-surveys%2Ffinancial-advisor-annual-review-template%2F)[X ](https://x.com/intent/tweet?url=https%3A%2F%2Fwww.surveylegend.com%2Fsurvey-examples-templates%2Ffinancial-services-surveys%2Ffinancial-advisor-annual-review-template%2F\&text=Financial%20Advisor%20Annual%20Review%20Survey%20Template)[Reddit](https://www.reddit.com/submit?url=https%3A%2F%2Fwww.surveylegend.com%2Fsurvey-examples-templates%2Ffinancial-services-surveys%2Ffinancial-advisor-annual-review-template%2F\&title=Financial%20Advisor%20Annual%20Review%20Survey%20Template) Improve the annual review conversation without asking clients to repeat sensitive account data. Seven optional questions cover goal-update signals, agenda clarity, explanations, questions, priorities, next steps and one improvement. ## What is a Financial Advisor Annual Review Survey? A financial advisor annual review survey gathers feedback about one review meeting and its follow-up. It should measure the communication experience while account data, suitability decisions and regulated profile updates remain in the firm's secure approved systems. ## When to use this template Use this template soon after an annual review to identify communication and process improvements. It is not a financial-planning questionnaire or suitability assessment. Any change to goals, risk profile or account instructions must follow the firm's regulated workflow. **Create your financial advisor annual review survey in SurveyLegend** A financial advisor annual review survey gathers feedback about one review meeting and its follow-up. It should measure the communication experience while account data, suitability decisions and regulated profile updates remain in the firm's secure approved systems. ## Seven optional questions Use these seven questions as a focused starting point. Every question is optional. The template is original editorial content, not a validated scale or financial assessment. Try the survey ## A little feedback. A clearer picture. Explore this 7-question example at your own pace. Every question is optional. Preview on a device Show the survey at full desktop width Resize the survey to a tablet-width preview Resize the survey to a mobile preview with scrolling inside the frame Choose a look Use Classic: a white survey card over the background photo Use Light: dark text over a light tint covering the background photo Use Dark: light text over a dark tint covering the background photo SurveyLegend demo Question 1 of 7 ### Financial Advisor Annual Review Survey 01 Do your stated financial goals need a formal update? Choose one answer, or skip this question. Yes No Not sure I prefer to discuss this privately 02 How clear was the meeting agenda? Choose one answer, or skip this question. Not at all clear Slightly clear Moderately clear Very clear Extremely clear 03 How clear were the explanations of progress and recommendations? Choose one answer, or skip this question. Not at all clear Slightly clear Moderately clear Very clear Extremely clear 04 How much opportunity did you have to ask questions? Choose one answer, or skip this question. None A little A moderate amount A lot A great deal I had no questions 05 How well did the discussion reflect the priorities you stated? Choose one answer, or skip this question. Not at all well Slightly well Moderately well Very well Extremely well Not sure 06 How clear were the agreed next steps? Choose one answer, or skip this question. Not at all clear Slightly clear Moderately clear Very clear Extremely clear No next steps were needed 07 What one topic or process change would improve the next review? Share your answer, or skip this question. #### One last look Review your answers before submitting this demo. 0 answered #### Thank you for trying the survey! You’ve tried the template from the respondent’s side. Make it your own with SurveyLegend. [Create your own survey](https://www.surveylegend.com/register/) Checking submission availability… This is a demo. We count starts and submissions only. Your answers stay in your browser and are never sent or saved. **—**Starts **—**Submissions Activity is temporarily unavailable. ## How to adapt it Use the firm's exact name for the annual review and secure profile-update route. Remove any choice that does not match the real meeting process. Keep the survey response separate from transaction instructions, and have compliance, privacy and accessibility specialists review the implementation for the relevant jurisdiction. Review [sensitive questions ](https://www.surveylegend.com/survey-questions/sensitive-survey-questions/)and [open-ended analysis ](https://www.surveylegend.com/how-to-analyze-survey-results/open-ended-data/)before launch. ## Printable PDF version Use the printable version for client-experience review workshops and offline service-process audits. It includes the same seven optional questions, answer choices and writing space. It is not a suitability or account instruction form. ![First page of the printable Financial Advisor Annual Review Survey Template with questions and answer spaces](https://www.surveylegend.com/survey-template-media/pdf-previews/financial-advisor-annual-review-template-pdf-preview.avif) [![](https://www.surveylegend.com/user-guide-media/icons/download-pdf.svg) Download printable PDF](https://www.surveylegend.com/downloads/survey-templates/financial-advisor-annual-review-survey-template.pdf) Export PDF version as PDF ## Create it with an AI assistant Use the complete prompt below with an AI assistant to draft this questionnaire, then register with SurveyLegend and build or customize the survey. Compare the result with the exact questions and settings before sharing. Copying the prompt does not transfer it into SurveyLegend. ## AI prompt Create it with an AI assistant [Create this survey in SurveyLegend](https://www.surveylegend.com/register/) Copy the prompt into an AI assistant to draft the questions, then build your survey in SurveyLegend. [Sign in](https://app.surveylegend.com/login/) to SurveyLegend ## How to interpret responses First separate the goal-update signal from experience ratings; a “yes” or “not sure” should trigger the firm's approved follow-up process rather than an automated account change. Review agenda, explanations, question opportunity, priority alignment and next-step clarity as distinct process dimensions. Code the final answer into topics such as preparation, plain language, time for questions or follow-up, and never infer investment suitability from survey scores. Thompson and colleagues compared elicited client risk profiles with portfolio selections in data covering more than 50,000 accounts, 27,000 clients and 300 advisors at a Canadian financial dealership. The abstract describes checking how well a portfolio “aligns with their stated goals”. That supports a goal-update signal, but the paper's value-at-risk method does not validate this meeting-feedback survey. See [Thompson et al. ](https://arxiv.org/abs/2105.11892). ## Frequently asked questions ### Can this survey update a client's financial profile? No. A survey response can flag a need for follow-up, but profile, risk and account changes must use the firm's secure regulated process. ### Should clients enter balances or holdings? No. Keep financial account data out of the feedback survey and direct clients to the approved secure channel. ### Can low ratings prove unsuitable advice? No. They identify communication and process issues for review; suitability requires regulated evidence and professional assessment. Financial Services Survey Templates 1. [![Preview of the Bank Customer Satisfaction Survey Template showing its first question and answer choices](https://www.surveylegend.com/survey-template-media/previews/bank-customer-satisfaction-template-preview.avif) Bank Customer Satisfaction Survey Template Financial services A friendly welcome does not tell you whether a customer understood what to do next. Ask about the visit step by step so service teams can distinguish a wait, an unclear explanation, and an unfinished request.](https://www.surveylegend.com/survey-examples-templates/financial-services-surveys/bank-customer-satisfaction-template/) 2. 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